Compliance
Dinneny to drive b-next growth in Americas
He joins from Thomson Reuters, where he headed the compliance, surveillance and derivatives team
FX Global Code gains support from Barclays
UK bank says it is committed to implementing the good practices described in the Code
Focusing on the future of conduct
The complete FX Global Code of Conduct launches this week, driving a new era of harnessing technology to deliver compliance solutions
Modern technology to salvage reputational risk management
Long-term benefits of adopting cloud-based surveillance will far outweigh initial high costs, says Greenwich Associates report
Buy-sider brands ASIC agreements laughable
Australian regulator's enforceable undertaking agreements hint at highly divergent rules enforcement globally
Debelle sets timeframe for adoption of FX Global Code
Market participants will have six to 12 months to adjust practices once the Code is published on May 25
BoE deputy governor resigns
Following a damning report by the Treasury Select Committee, Charlotte Hogg has resigned after four years at the central bank
Ireland proposes ban on CFD trading
Central Bank of Ireland's consultation paper addresses concerns about retail clients losing money on high-risk products
Another Citi FX trader wins unfair dismissal suit
Employment tribunal rules in favour of Baris Ozkaptan
Comment period prolonged for algo rule proposal
CFTC recognises "the number of questions within" its Regulation Automated Trading suggestion
Ex-Citi trader pleads guilty in price-fixing conspiracy
Between January 2007 and July 2013, Christopher Cummins, a former Citigroup trader in New York, conspired to suppress and eliminate competition in Ceemea currencies
US indicts three in FX probe
Justice Department says the accused UK-based traders face a maximum of 10 years in prison and $1 million in fines
Ex-Barclays trader pleads guilty in price-fixing conspiracy
Jason Katz, a former EMFX trader at Barclays and BNP Paribas, pleads guilty in New York
Taylor: the Global Code is a great place to start
Brigid Taylor, managing director of the ACI Financial Markets Association, looks at the regulatory challenges ahead in 2017
Integral adds Linedata's OMS to InvestorFX platform
The integration is expected to give Linedata's asset manager clients access to better netting and execution
Regulators and the marketplace must keep talking
With new rules – from the BIS Global Code to Mifid II – set to go live, market participants' associations are urging calm
New York readies cyber rules for banks
A final version of the proposed regulation could be issued after a 45-day public comment period
Global Code will level playing field, but more prescriptive regulation on way
Creators of the conduct code will push the initiative through, but supplementary rules will hit parts of FX
Former Barclays trader banned and fined $1.2 million by the Fed
Christopher Ashton, ex-global head of FX spot in London, used 'unsafe and unsound practices' to manipulate FX rates
BIS completes draft of Global Code of Conduct phase two
The FXWG plans to send the document to various FX committees in the coming weeks
Former UBS and Barclays trader banned for life
Federal Reserve hands industry ban to Matthew Gardiner for "unsafe and unsound conduct" between 2008 and 2013
Abide Financial partners Corvil
Clients will gain top-class precision in time-stamped transaction reporting and full compliance with Mifid II
XTX picks Abide Financial for transaction reporting
Non-bank market-maker chooses post-trade partner
Two more banks publish execution guidelines
JP Morgan and Morgan Stanley disclose their rules on execution and last look to clients