Regulation

BoA names global sales head

SINGAPORE & NEW YORK - Bank of America (BoA) has appointed a new global head of currency sales, over a month after the announced departure of former foreign exchange sales chief Bob Gotelli.

SEC cracks down on Ponzi scheme

WASHINGTON, DC - The Securities and Exchange Commission is cracking down on an alleged $27.9 million Ponzi scheme involving foreign exchange trading firm Gold-Quest International (GQI).

CFTC slams Alaron Trading

CHICAGO - Chicago-based futures trading company Alaron Trading is due to pay $299,000 in penalties by today (April 28) for failing to supervise employees.

Carry trades added to UBS subprime woes

ZURICH & BASEL - Carry trades might have contributed to an almost $1.9 billion writedown in a UBS foreign exchange/cash collateral trading (FX/CCT) subprime portfolio, as profit and compensation incentives overrode liquidity risk, an internal report has…

FX fraud leads to $11m payment order

WASHINGTON, DC - Two New York residents and New York-based First Lexington Group (FLG) have been ordered to pay more than $11 million in civil monetary penalties, disgorgement and restitution monies for defrauding investors in illegal FX futures schemes.

CFTC fines firm $260,000 for lack of capital

WASHINGTON & VIRGINIA - The Commodity Futures Trading Commission (CFTC) has ordered a US retail foreign exchange trading company to pay $260,000 to settle charges relating to undercapitalisation.

SuperD offers exit pricing

LONDON - Market turmoil and increased regulation has prompted data and software vendor SuperDerivatives to add liquidation, or exit, pricing to its portfolio revaluation services.

Swiss retail FX rules spell consolidation

BERN - Recent amendments by the Swiss Federal Banking Commission (SFBC) to the banking ordinance concerning foreign exchange dealers could lead to consolidation of the retail FX market in the country.

CFTC wary of Fed's merger proposal

WASHINGTON, DC - The Commodity Futures Trading Commission (CFTC) has urged US Treasury to proceed with caution over its recommendation to merge the US futures regulator and its securities market counterpart, the Securities and Exchange Commission (SEC).

Watching the market in 3D

Chip Lowry, senior managing director of Currenex, and John Vause, managing director of State Street's Global Link business for Europe, the Middle East and Africa, evaluate the evolution of the FX market's structure

India reacts to rise in FX derivatives losses

MUMBAI - Indian accounting regulators have brought forward the deadline for complaince with disclosure requirements related to foreign exchange derivatives, amid rising losses linked to complex hedges by small to medium-sized enterprises (SMEs).

Small retail FX firms face extinction

Felix Shipkevich, general counsel, and Anna Vidiaev, staff attorney, at online foreign exchange trading company Capital Market Services in New York say a proposed rise in capital requirements for retail brokers will result in an anticompetitive market

Can the buy side deliver on prices?

This Wednesday FX Week is hosting its second annual FX Invest USA congress at the Mid-America Club in Chicago. The event follows the successful launch last year of this series of conferences, which act as a forum to discuss issues facing the industry…

BoA and Deutsche shake-up e-FX

NEW YORK - Bank of America (BoA) and Deutsche Bank have realigned the senior management of their electronic foreign exchange businesses, and have seen senior departures from the banks in New York and London.

Texan FX trader fined $3m over misleading website

WASHINGTON, DC & TEXAS - The Commodity Futures Trading Association (CFTC) has collected more than $3 million in civil money penalties and restitution monies from anti-fraud action against a Texas-based foreign exchange trader.

Forex is surviving the credit crunch

The Fed-backed sale of Bear Stearns to JP Morgan has sharpened focus on counterparty risk, with Lehman Brothers as the main target. Although the bank allayed concerns with better-than-expected results, the general crisis of confidence still remains.

Small US retail forex firms set to "suffer"

NEW YORK - New legislation passing through the US government is likely to consolidate the retail foreign exchange industry, as proposals to dramatically increase minimum adjusted net capital requirements squeeze small operators from the market.

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