Retail

CFTC fines OTC traders $12m

WASHINGTON, DC - The Commodity Futures Trading Commission (CFTC) will secure $12 million in penalties from three traders and their six businesses for an over-the-counter forex options scam.

Retail FX benefits as traders go DIY

LONDON - The retail foreign exchange revolution could benefit from reduced headcounts within the financial services industry, according to Mark Davison, vice-president of pro-sales at Forex Capital Markets (FXCM).

Chicago's wind of change

Felix Shipkevich, general counsel at CMS Forex in New York, highlights the difficulties of applying similar regulations to retail foreign exchange and the exchange-based commodities and futures markets

NFA in FX regulatory crackdown

CHICAGO - The National Futures Association (NFA) is proposing an overhaul of the regulations governing foreign exchange trading for members, in a bid to protect the interests of retail traders in the US.

CFTC exposes forex options scam

WASHINGTON, DC - The US Commodity Futures Trading Commission (CFTC) has ordered Frank Anthony DeSantis III and Doreen Rose Valko to pay $8 million for defrauding retail customers in a foreign exchange options scam.

CitiFX Pro banks on Asia

HONG KONG - Citi expects Asia to represent 50% of the turnover on its foreign exchange margin trading platform, CitiFX Pro, which made its Asia debut in Hong Kong this month.

FXCM's forex trades reach $720 billion

NEW YORK - The notional value of trades conducted on FXCM skyrocketed to a record $720 billion for the month of July, as speculators sought to benefit from spiked volatility in the foreign exchange markets.

Brokers suspicious of retail FX task force

WASHINGTON, DC – The launch of a retail foreign exchange fraud prevention taskforce by the US futures regulators has sparked concern among brokers that it could be a veiled move to lure retail FX traders towards exchanges.

The murky side of retail forex

In these days of heightened regulatory scrutiny, Saxo Bank could take it upon itself as a pioneer of the retail foreign exchange market to more effectively monitor who is using its technology and how.

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