Surveillance
Benchmark rigging scandal: a remake in the making
Regulators should act now to prevent any repeat of the fixing scandal of 2013
Natural language processing added to trade monitoring
Market participants can create bespoke analytics with Ideal Prediction's Scope tool
Broadway acquires Barracuda to build out tech stack
The combined entity will serve half of the top 50 banks in the fixed-income and FX space
Refinitiv takes deal-tracking service into cloud
Cloud-based FX post-trade product provides data archiving, aimed at easing compliance and cost burdens
Doing more with less in a post-Mifid II environment
In their quest to reduce costs, market participants look to automate more processes in 2019, says smartTrade CEO
StanChart to pay $40 million for attempted FX manipulation
UK bank says it now has appropriate control framework in place
Kx Systems: ‘fill or kill year’ for Global Code adoption
We need systems that can verify whether a firm is in compliance with acceptable market standards, says Richard Kiel
Gain Capital chooses Eventus for market surveillance
The broker will use the technology provider’s Validus platform to monitor trading in its futures business
HSBC to pay $101 million to settle with DoJ
UK bank enters into deferred prosecution agreement and agrees to pay criminal penalty over Cairn Energy and other FX conduct
GFMA sees Mifid II as an opportunity for dealers
Dealers will review their strategic decisions in 2018
Nasdaq boosts surveillance offer with Sybenetix acquisition
This will significantly expand the US stock exchange’s monitoring solutions for the buy side
e-FX Awards: Nasdaq Smarts & Digital Reasoning – Best e-Surveillance Provider
Advanced monitoring technology using artificial intelligence has reduced false positives by up to 70%
Dinneny to drive b-next growth in Americas
He joins from Thomson Reuters, where he headed the compliance, surveillance and derivatives team
Modern technology to salvage reputational risk management
Long-term benefits of adopting cloud-based surveillance will far outweigh initial high costs, says Greenwich Associates report
FMSB releases principles for FX surveillance, conduct training
The Ficc Market Standards Board outlines 10 core considerations for surveillance
Best e-Surveillance Solution Provider: b-next
The benchmark scandal fallout and MAR powers demand for surveillance and monitoring, despite the cost
Compliance goes holistic
Financial firms are becoming more proactive in their surveillance as regulators increase scrutiny of their activities