Australian Securities and Investments Commission
Iosco delays pre-hedging consultation to November
Review into controversial practice splits industry
Buy-sider brands ASIC agreements laughable
Australian regulator's enforceable undertaking agreements hint at highly divergent rules enforcement globally
Australian regulator finds NAB and CBA culpable of inappropriate conduct in spot FX
Both banks will develop a programme to detect and prevent such conduct by its employees
Australian authorities ban Deutsche FX trader for life
Andrew Donaldson tried to hide losses with false entries and inflated the bank's revenues by 28 million euros
Sefs face major delays in operating outside the US
Despite an overseas person exemption that allows recognition of CFTC-approved swap execution facilities in the UK, Sefs could face significant delays before they can legally operate in other non-US jurisdictions
Dual reporting requirements in Asia cause concern
While Singapore will mandate single-sided trade reporting, regulators in Australia and Hong Kong will follow the European Union’s requirement for dual reporting, leading to concerns among market participants
City Index Australia compliance failing investigated
Retail broker set to appoint adviser to resolve weaknesses in compliance with new rules
New Zealand to increase supervision of margin foreign exchange brokers, says government official
180 companies come under fire by regulators for failing to meet rules for operating as a financial services provider
ThinkForex registers under new Asic rules in move to target large accounts
Broker abandons lax registration in New Zealand to gain larger clients in Asia-Pacific
Australian regulators clamps down on leveraged forex trading
Australia joins global regulators to roll out rules protecting retail foreign exchange client assets